Market Conduct for Investment Managers is a practical guide for investment managers who face a distinct range of market conduct issues.
Many texts have been published into the generalities and technicalities of the market conduct regime, however, none has focused on the so-called “buy-side”. The book is designed to help navigate this complex area by raising levels of awareness and intuitive understanding through the use of real-world insights and a host of case studies and practical scenarios.
Authored by David Berman, Financial Regulatory Partner at Latham & Watkins, who advises investment managers on market conduct-related issues and investigations.
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