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Company Directors: Duties, Liabilities and Remedies

Edited by: Mark Arnold KC, Simon Mortimore KC
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This book is now Out of Print.
A new edition has been published, the details can be seen here:
Market Abuse Regulation 3rd ed isbn 9780198759256

Market Abuse Regulation 2nd ed


ISBN13: 9780199532834
New Edition ISBN: 9780198759256
Previous Edition ISBN: 9781904501305
Published: February 2010
Publisher: Oxford University Press
Country of Publication: UK
Format: Hardback
Price: Out of print



The purpose of this book is to clarify and simplify the meaning, impact and application of the UK and EU regulations on market abuse. The book examines in detail the UK market abuse regime, including:-

  • The Financial Services and Markets Act 2000
  • The implementing regulations
  • The interpretation of the regulations by the Financial Services Authority
  • The conduct of investigations
  • The defences and appeals available against a finding of market abuse
The same analysis is also applied to EU regulations. Finally, in order to help clarify the position of traders in an international market, the book also discusses key issues of how the new UK and EU regulations interact with US regulations./

The second edition of this well received work is updated to include important enforcement policy decisions and market abuse cases decided by the FSA and referred to the Financial Services Markets Tribunal.

Subjects:
Banking and Finance
Contents:
Introduction
1: Evolving Regulation
2: Promoting Fair Markets
3: Defining Market Abuse
4: Insider Dealing
5: Market Manipulation
6: Interpretation
7: Scope of Coverage
8: Judging Behaviour
9: Enforcement Procedure
10: Penalties
11: Defences
12: Hearing and Appeals
13: Criminal Law
14: Market Abuse Cases
15: Overlapping US Regulation
16: Conclusion;